Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Marie Gaitan | 6621363 | 3 | 12/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Domenic Matthew Battistella | 6798816 | 1 | 12/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lewis Gimelli | 1752385 | 3 | 11/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arvind Saxena | 7270550 | 1 | 11/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Cole Ellis | 5058128 | 2 | 09/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah Armand Ramirez | 5621832 | 1 | 09/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheila Elizabeth McCoy | 6860501 | 1 | 09/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan S Urkoski | 5658282 | 1 | 08/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Levi Aaron Blackmon | 7211280 | 1 | 06/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney Joseph Townsend | 6511382 | 1 | 04/26/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |