Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Anderson | 6275983 | 1 | 08/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Bovell | 7668833 | 1 | 08/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Edward Derek Pitka | 6483420 | 1 | 07/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Braden Lee Draggoo | 5459591 | 1 | 04/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Kaye Robbins | 6345010 | 1 | 03/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Lowell McCarthy | 6057698 | 3 | 03/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Arthur Jacob | 3015303 | 9 | 02/19/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David York | 6786020 | 3 | 02/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daryl Thomas Havrish | 6570151 | 1 | 01/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victoria Marie Gaitan | 6621363 | 3 | 12/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |