Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Alan Riddle | 1205812 | 2 | 08/13/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lance Eric Gillman | 1262733 | 3 | 08/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rick Kent Stivers | 1927140 | 2 | 03/13/2001 | Customer Dispute | Closed-No Action | $134,142.00 | $0.00 | See FINRA Report |
| Terrance Robert Meekma | 1239466 | 3 | 01/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark L Niswonger | 2703335 | 3 | 10/05/1998 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |