Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jay Hanson | 4653732 | 1 | 11/19/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Angelo Assad Haddad | 232998 | 1 | 08/06/2008 | Customer Dispute | Closed-No Action | $5,702.58 | $0.00 | See FINRA Report |
| John Whitney Hudson | 2549172 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jesse Carbullido Rivera | 1121307 | 7 | 06/12/2008 | Customer Dispute | Closed-No Action | $25,779.00 | $0.00 | See FINRA Report |
| Dean Bogle | 1324246 | 3 | 05/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Greber | 2609509 | 3 | 02/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| J L Wilson | 1839948 | 8 | 12/19/2007 | Customer Dispute | Closed-No Action | $5,608.75 | $0.00 | See FINRA Report |
| Leo Rotman | 4499725 | 2 | 06/12/2007 | Customer Dispute | Closed-No Action | $25,184.70 | $0.00 | See FINRA Report |
| Cindy Huijun Choo | 2226043 | 1 | 05/25/2007 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Dexter Sinclair Johnson | 4374894 | 4 | 05/14/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |