Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Breitbord | 1136087 | 4 | 08/23/2012 | Customer Dispute | Closed-No Action | $31,769.80 | $0.00 | See FINRA Report |
| Richard Lamar Hamner | 4744711 | 1 | 06/23/2011 | Customer Dispute | Closed-No Action | $104,000.00 | $0.00 | See FINRA Report |
| Simon George Bloomfield | 4943708 | 1 | 03/20/2011 | Customer Dispute | Closed-No Action | $49,869.20 | $0.00 | See FINRA Report |
| Daniel A Carnicella | 4468945 | 2 | 06/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 01/21/2010 | Customer Dispute | Closed-No Action | $122,322.00 | $0.00 | See FINRA Report |
| Burke Lavar Richman | 1023504 | 2 | 12/04/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Robert Dean Bonk | 3198607 | 1 | 08/05/2009 | Customer Dispute | Closed-No Action | $15,000.10 | $0.00 | See FINRA Report |
| John Junius Chaisson | 3145799 | 4 | 03/20/2009 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Mychael Anthony Nguyen | 4711740 | 1 | 03/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Wesley Morris | 4132881 | 2 | 02/03/2009 | Customer Dispute | Closed-No Action | $27,103.40 | $0.00 | See FINRA Report |