Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Paul MacDonald | 2994054 | 5 | 04/11/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Mitchell Sause | 3275164 | 3 | 03/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sarah Emily Zorio | 5859083 | 1 | 03/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Meredith Cecile Moore | 3233755 | 2 | 04/08/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Mariano Marotta | 2586304 | 3 | 06/27/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Aloysius Lafferty | 1388500 | 6 | 03/20/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 03/17/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 12/02/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Pico | 4712211 | 1 | 10/03/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kelly Diane Kaneski | 3214853 | 2 | 09/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |