Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ladenburg Thalmann & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce David Siegel | 2432159 | 2 | 01/26/2009 | Customer Dispute | Denied | $6,550.00 | $0.00 | See FINRA Report |
| Bruce David Siegel | 2432159 | 2 | 02/20/2003 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Thomas Ernest Ferrell | 859715 | 1 | 12/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark James McLain | 2429000 | 5 | 10/20/2000 | Customer Dispute | Settled | $7,391.61 | $0.00 | See FINRA Report |
| Mark James McLain | 2429000 | 5 | 07/17/2000 | Customer Dispute | Denied | $60,207.00 | $0.00 | See FINRA Report |
| Adam Joseph Cabibi | 1537472 | 2 | 09/16/1999 | Customer Dispute | Award / Judgment | $125,000.00 | $12,000.00 | See FINRA Report |
| Mark James McLain | 2429000 | 5 | 07/07/1999 | Customer Dispute | Settled | $80,574.00 | $0.00 | See FINRA Report |
| Adam Joseph Cabibi | 1537472 | 2 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark James McLain | 2429000 | 5 | 10/02/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Mark James McLain | 2429000 | 5 | 04/24/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |