Our Staff has compiled our research into a database of FINRA Broker Disclosures for Federated Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Albert Wasik | 2530150 | 1 | 03/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 03/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 02/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 02/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 02/16/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 09/22/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 05/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 05/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Wroble | 1413861 | 8 | 04/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Casey | 1941745 | 2 | 04/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |