Our Staff has compiled our research into a database of FINRA Broker Disclosures for Keefe, Bruyette & Woods, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Tomas Dellisola | 2269616 | 2 | 12/08/2000 | Customer Dispute | Settled | $1,159,190.00 | $0.00 | See FINRA Report |