Our Staff has compiled our research into a database of FINRA Broker Disclosures for Preferred Client Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Gaberino | 216141 | 2 | 04/19/1991 | Customer Dispute | Award / Judgment | $1,200.00 | $1,200.00 | See FINRA Report |
| James David Gaberino | 216141 | 2 | 05/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |