Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thoroughbred Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jenkins Parker | 356789 | 11 | 12/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Randall Hartley | 1235172 | 1 | 12/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Goldston | 867394 | 4 | 12/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Jenkins Parker | 356789 | 11 | 02/02/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Clark Herndon | 1286530 | 11 | 02/02/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Goldston | 867394 | 4 | 12/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Goldston | 867394 | 4 | 10/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |