Our Staff has compiled our research into a database of FINRA Broker Disclosures for Safra Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Daniele Luke | 6079815 | 1 | 11/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilena D Vazquez | 4134021 | 1 | 08/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |