Our Staff has compiled our research into a database of FINRA Broker Disclosures for Safra Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alicia M Hinojosa Gutierrez | 2964653 | 3 | 10/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcelo Steve Chalom | 5363260 | 1 | 01/25/2023 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Bourke | 5628153 | 1 | 09/22/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Antonio Silverio | 3055926 | 1 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabio Lazaro Filgueiras | 6082598 | 1 | 05/19/2021 | Customer Dispute | Settled | $19,186.00 | $0.00 | See FINRA Report |
| Alicia M Hinojosa Gutierrez | 2964653 | 3 | 04/29/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alicia M Hinojosa Gutierrez | 2964653 | 3 | 03/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Heather Daniele Luke | 6079815 | 1 | 11/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivanessa E Henriquez | 5595912 | 1 | 09/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Marie Crossley | 6154434 | 1 | 06/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |