Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.A.K. Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Quigley | 5145716 | 1 | 12/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Kelly | 1666707 | 4 | 08/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Kelly | 1666707 | 4 | 01/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Kelly | 1666707 | 4 | 12/18/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Kelly | 1666707 | 4 | 12/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |