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FINRA Broker Disclosures for Chelsea Financial Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 97 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jerry Thomas Quirk2363097401/30/2012Customer DisputeClosed-No Action$6,000.00$0.00See FINRA Report
John Pirozzi4107205201/12/2012RegulatoryFinal$0.00$0.00See FINRA Report
Michael Allen Dorn4163858612/29/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
James Robert Blinkhorn1471559507/25/2011Customer DisputeClosed-No Action$589,537.00$0.00See FINRA Report
Michael Allen Dorn4163858605/25/2010Customer DisputeSettled$8,742.00$0.00See FINRA Report
Jerry Thomas Quirk2363097402/26/2010Customer DisputeSettled$6,013.00$0.00See FINRA Report
Frank Joseph Cilento1485262701/13/2010Customer DisputeSettled$9,000.00$0.00See FINRA Report
Ronald Eiger1767584505/26/2009Customer DisputeAward / Judgment$100,000.00$140,000.00See FINRA Report
Frank Joseph Cilento1485262704/30/2009Customer DisputeSettled$10,000.00$0.00See FINRA Report
Frank Joseph Cilento1485262704/17/2009Customer DisputeSettled$45,700.00$0.00See FINRA Report

97 Results

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