Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Dorn | 4163858 | 6 | 06/13/2014 | Customer Dispute | Closed-No Action | $8,850.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 02/21/2014 | Customer Dispute | Award / Judgment | $1,058,880.00 | $187,500.00 | See FINRA Report |
| Michael Allen Dorn | 4163858 | 6 | 08/23/2013 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| John J Kalendek | 2089102 | 1 | 04/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Johnson | 5832933 | 1 | 04/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Martin Bresky | 1427534 | 2 | 02/25/2013 | Customer Dispute | Settled | $164,781.00 | $0.00 | See FINRA Report |
| Scott Martin Bresky | 1427534 | 2 | 02/25/2013 | Customer Dispute | Settled | $975,631.00 | $0.00 | See FINRA Report |
| Michael Allen Dorn | 4163858 | 6 | 05/04/2012 | Customer Dispute | Settled | $7,485.11 | $0.00 | See FINRA Report |
| Frank Joseph Cilento | 1485262 | 7 | 03/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Cilento | 1485262 | 7 | 02/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |