Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Dale Heath | 2812758 | 5 | 11/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Dorn | 4163858 | 6 | 10/02/2017 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Steve Dale Heath | 2812758 | 5 | 06/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Dale Heath | 2812758 | 5 | 01/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Michael Birney | 1195042 | 1 | 01/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeanette Susan Stofleth | 4860748 | 3 | 01/19/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Jump | 1146669 | 5 | 12/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeanette Susan Stofleth | 4860748 | 3 | 12/07/2016 | Customer Dispute | Denied | $16,295.00 | $0.00 | See FINRA Report |
| Jason Riddick Jones | 2298651 | 3 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Ann Cerveny | 2609567 | 3 | 07/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |