Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Odalis Mercedes Lopez | 2993804 | 2 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Louis D'Arminio | 1011587 | 1 | 09/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Nugent | 5101861 | 1 | 04/06/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Heath | 2708198 | 3 | 10/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Medlin | 2435804 | 2 | 10/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Thomas Quirk | 2363097 | 4 | 08/16/2018 | Customer Dispute | Closed-No Action | $8,100.00 | $0.00 | See FINRA Report |
| Oleg E Shapiro | 2212611 | 1 | 06/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Robert Blinkhorn | 1471559 | 5 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas William Iarrobino | 4932962 | 3 | 01/15/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roseann Palermo | 5518350 | 1 | 12/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |