Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allen MacRunnels | 1985655 | 3 | 03/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen MacRunnels | 1985655 | 3 | 08/28/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Pirozzi | 4107205 | 2 | 11/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Rex Boyd | 27734 | 1 | 06/08/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Lee Bryan | 1361610 | 1 | 05/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ray Overcash | 354430 | 3 | 03/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 12/17/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |