Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Security Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Marvin Butler | 1951436 | 7 | 07/31/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Leach | 1846766 | 2 | 07/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Marvin Butler | 1951436 | 7 | 11/05/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Marvin Butler | 1951436 | 7 | 03/03/2003 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Richard Alan Leach | 1846766 | 2 | 02/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |