Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Security Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Marvin Butler | 1951436 | 8 | 11/05/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Marvin Butler | 1951436 | 8 | 06/28/2021 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Steven Jeff Weinberger | 3221929 | 4 | 05/06/2016 | Customer Dispute | Settled | $49,340.00 | $0.00 | See FINRA Report |
| John Marvin Butler | 1951436 | 8 | 08/08/2015 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| John Marvin Butler | 1951436 | 8 | 11/21/2014 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| John Marvin Butler | 1951436 | 8 | 07/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Sandor Heller | 1460520 | 2 | 02/12/2010 | Customer Dispute | Award / Judgment | $0.00 | $125,667.00 | See FINRA Report |
| Steven Jeff Weinberger | 3221929 | 4 | 02/12/2010 | Customer Dispute | Award / Judgment | $0.00 | $125,667.00 | See FINRA Report |
| Gregory Sandor Heller | 1460520 | 2 | 10/12/2009 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Steven Jeff Weinberger | 3221929 | 4 | 10/12/2009 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |