Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokertec Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Jeff Livesey | 6177020 | 1 | 04/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Hatzopoulos | 1974287 | 1 | 01/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |