Our Staff has compiled our research into a database of FINRA Broker Disclosures for SCF Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kyle Jordan Gardner | 4824288 | 2 | 10/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victor Kent Sagouspe | 1140282 | 10 | 04/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Victor Kent Sagouspe | 1140282 | 10 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Victor Kent Sagouspe | 1140282 | 10 | 03/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Welden Moncrief | 1847122 | 4 | 10/26/2015 | Customer Dispute | Settled | $82,856.00 | $0.00 | See FINRA Report |
Victor Kent Sagouspe | 1140282 | 10 | 10/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jerrold Steven Bergner | 2402897 | 2 | 09/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Rick Alan Meiss | 5174600 | 1 | 04/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Victor Kent Sagouspe | 1140282 | 10 | 02/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |