Our Staff has compiled our research into a database of FINRA Broker Disclosures for SCF Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Theophile Marrach | 3231719 | 1 | 05/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gavin Andrew Tolan | 2275071 | 4 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anson Calhoun | 2518306 | 4 | 12/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Wayne Parent | 2479342 | 1 | 06/06/2018 | Customer Dispute | Denied | $16,360.80 | $0.00 | See FINRA Report |
| Patrick T Duffy | 5865307 | 2 | 03/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Stewart Hoskin | 2425910 | 2 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gavin Andrew Tolan | 2275071 | 4 | 12/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Kent Sagouspe | 1140282 | 10 | 10/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick T Duffy | 5865307 | 2 | 10/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Studnicky | 1722691 | 7 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |