Our Staff has compiled our research into a database of FINRA Broker Disclosures for SCF Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gavin Andrew Tolan | 2275071 | 4 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel James Puma | 828779 | 1 | 06/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gavin Andrew Tolan | 2275071 | 4 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Anson Calhoun | 2518306 | 4 | 12/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory Stewart Hoskin | 2425910 | 2 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gavin Andrew Tolan | 2275071 | 4 | 12/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gavin Andrew Tolan | 2275071 | 4 | 04/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Rene Saul Licon | 2353239 | 1 | 05/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |