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FINRA Broker Disclosures for Reid & Rudiger LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Reid & Rudiger LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elvis Sylvester Parkes23582231301/11/2007RegulatoryFinal$0.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231312/05/2006Customer DisputeSettled$630,029.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231309/29/2006Customer DisputeSettled$147,021.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231311/07/2005Customer DisputeSettled$20,013.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231305/23/2005Customer DisputeDenied$31,833.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231306/16/2004Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231310/24/2003Customer DisputeClosed-No Action$16,960.00$0.00See FINRA Report
Clifford Ronald Reid1905920612/02/1998Customer DisputeSettled$31,375.00$0.00See FINRA Report
Edward Joseph Rudiger21187241203/02/1998Customer DisputeDenied$39,359.00$0.00See FINRA Report
Edward Joseph Rudiger21187241209/29/1997Customer DisputeDenied$0.00$0.00See FINRA Report

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