Our Staff has compiled our research into a database of FINRA Broker Disclosures for Reid & Rudiger LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel J Makosky | 6272235 | 8 | 09/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elvis Sylvester Parkes | 2358223 | 13 | 06/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 02/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elvis Sylvester Parkes | 2358223 | 13 | 02/05/2007 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 01/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 12/05/2006 | Customer Dispute | Settled | $630,029.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 09/29/2006 | Customer Dispute | Settled | $147,021.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 11/07/2005 | Customer Dispute | Settled | $20,013.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 05/23/2005 | Customer Dispute | Denied | $31,833.00 | $0.00 | See FINRA Report |
| Elvis Sylvester Parkes | 2358223 | 13 | 06/16/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |