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FINRA Broker Disclosures for Reid & Rudiger LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Reid & Rudiger LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Clifford Ronald Reid1905920609/23/2019Customer DisputeSettled$218,388.00$0.00See FINRA Report
Edward Joseph Rudiger21187241206/11/2019Customer DisputeAward / Judgment$279,577.00$98,666.00See FINRA Report
Clifford Ronald Reid1905920601/19/2019Customer DisputeSettled$250,000.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231309/20/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231307/31/2018Customer DisputeSettled$79,000.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231306/16/2016Customer DisputeSettled$100,000.00$0.00See FINRA Report
Daniel J Makosky6272235812/23/2013Judgment / Lien$0.00$0.00See FINRA Report
Daniel J Makosky6272235808/21/2012Judgment / Lien$0.00$0.00See FINRA Report
Edward Joseph Rudiger21187241207/09/2012Customer DisputeSettled$886,473.00$0.00See FINRA Report
Daniel J Makosky6272235801/26/2011Judgment / Lien$0.00$0.00See FINRA Report

41 Results

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