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FINRA Broker Disclosures for Reid & Rudiger LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Reid & Rudiger LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elvis Sylvester Parkes23582231307/31/2018Customer DisputeSettled$79,000.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231306/16/2016Customer DisputeSettled$100,000.00$0.00See FINRA Report
Edward Joseph Rudiger21187241207/09/2012Customer DisputeSettled$886,473.00$0.00See FINRA Report
Edward Joseph Rudiger21187241212/21/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231302/05/2007Customer DisputeSettled$3,000.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231312/05/2006Customer DisputeSettled$630,029.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231309/29/2006Customer DisputeSettled$147,021.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231311/07/2005Customer DisputeSettled$20,013.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231305/23/2005Customer DisputeDenied$31,833.00$0.00See FINRA Report
Elvis Sylvester Parkes23582231306/16/2004Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report

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