Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities Equity Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Semir Mutwakil Amin | 1741206 | 4 | 10/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carie Marie Phelps Estrada | 4230068 | 1 | 11/01/2011 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| David Lee Becker | 1609409 | 1 | 11/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Semir Mutwakil Amin | 1741206 | 4 | 11/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Semir Mutwakil Amin | 1741206 | 4 | 05/25/2004 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Semir Mutwakil Amin | 1741206 | 4 | 05/29/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |
| Daniel Amaradio | 1571991 | 3 | 05/14/2001 | Customer Dispute | Denied | $20,496.20 | $0.00 | See FINRA Report |
| Mark Edward Goldsmith | 1740865 | 1 | 07/12/2000 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Daniel Amaradio | 1571991 | 3 | 06/05/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Daniel Amaradio | 1571991 | 3 | 11/03/1999 | Customer Dispute | Withdrawn | $29,200.00 | $0.00 | See FINRA Report |