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FINRA Broker Disclosures for Silver Oak Securities, Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 60 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edwin Henry Jaffe1382154310/28/2005Customer DisputeSettled$300,000.00$0.00See FINRA Report
Edwin Henry Jaffe1382154303/31/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Marc Victor Rosenblum1968476311/08/2004Customer DisputeSettled$135,000.00$0.00See FINRA Report
Emilio Erennio Amodei1527847211/08/2004Customer DisputeSettled$130,000.00$0.00See FINRA Report
William Carlson Nagy2139804711/01/2004Customer DisputeDenied$0.00$0.00See FINRA Report
William Carlson Nagy2139804706/25/2004Customer DisputeSettled$36,000.00$0.00See FINRA Report
Richard Gregory Grucz1525599210/24/2003Customer DisputeDenied$7,300.00$0.00See FINRA Report
Richard Gregory Grucz1525599202/28/2003Customer DisputeDenied$0.00$0.00See FINRA Report
John Sterling Denham5389640101/27/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
William Carlson Nagy2139804709/20/2002Customer DisputeSettled$7,485.00$0.00See FINRA Report

60 Results

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