Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edwin Henry Jaffe | 1382154 | 3 | 10/28/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Edwin Henry Jaffe | 1382154 | 3 | 03/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Marc Victor Rosenblum | 1968476 | 3 | 11/08/2004 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
Emilio Erennio Amodei | 1527847 | 2 | 11/08/2004 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
William Carlson Nagy | 2139804 | 7 | 11/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Carlson Nagy | 2139804 | 7 | 06/25/2004 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
Richard Gregory Grucz | 1525599 | 2 | 10/24/2003 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
Richard Gregory Grucz | 1525599 | 2 | 02/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Sterling Denham | 5389640 | 1 | 01/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Carlson Nagy | 2139804 | 7 | 09/20/2002 | Customer Dispute | Settled | $7,485.00 | $0.00 | See FINRA Report |