Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lawrence Hearn | 2480658 | 1 | 03/05/2009 | Customer Dispute | Settled | $13,142.80 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 12/02/2008 | Customer Dispute | Denied | $24,729.00 | $0.00 | See FINRA Report |
| Thomas George Lockmund | 2772337 | 1 | 05/09/2008 | Customer Dispute | Denied | $39,929.10 | $0.00 | See FINRA Report |
| Theodore Michael Terzian | 2208785 | 2 | 02/14/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter James Gaughan | 1178030 | 2 | 10/24/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jeffrey Bingham | 2069119 | 1 | 07/24/2007 | Customer Dispute | Denied | $11,569.90 | $0.00 | See FINRA Report |
| Brent Allen Gorter | 4544306 | 1 | 08/28/2006 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 07/12/2006 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Emilio Erennio Amodei | 1527847 | 2 | 07/06/2006 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Edwin Henry Jaffe | 1382154 | 3 | 06/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |