Potomac Analytics' Logo

FINRA Broker Disclosures for Silver Oak Securities, Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-30 out of 60 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David A Over5897647107/16/2013Customer DisputeSettled$8,966.42$0.00See FINRA Report
Jacob Ryan Ruxer2852614311/13/2012Customer DisputeClosed-No Action$92,000.00$0.00See FINRA Report
Kevin Michael Komar5554977110/15/2012Customer DisputeSettled$5,000.00$0.00See FINRA Report
Michael Lee Jones1888272404/04/2012Judgment / Lien$0.00$0.00See FINRA Report
Theodore Michael Terzian2208785203/22/2011Employment Separation After Allegations$0.00$0.00See FINRA Report
John Ward Harrison3176071301/26/2011Customer DisputeSettled$193,000.00$0.00See FINRA Report
Lee Verne Snyder3021179107/01/2010Customer DisputeDenied$146,994.00$0.00See FINRA Report
Kenneth Alvin Matheny1177669106/01/2010Customer DisputeDenied$20,000.00$0.00See FINRA Report
Michael Jude Sullivan3080324104/12/2010Customer DisputeClosed-No Action$12,000.00$0.00See FINRA Report
Homer Andrew Farr2205140109/21/2009Customer DisputeDenied$11,331.00$0.00See FINRA Report

60 Results

Display: