Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John E Banko | 4629232 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John E Banko | 4629232 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Charles Tims | 4259325 | 1 | 07/30/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Ruxer | 2852614 | 3 | 11/13/2012 | Customer Dispute | Closed-No Action | $92,000.00 | $0.00 | See FINRA Report |
| Michael Lee Jones | 1888272 | 4 | 04/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Michael Terzian | 2208785 | 2 | 03/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Ward Harrison | 3176071 | 4 | 01/26/2011 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |
| Kenneth Alvin Matheny | 1177669 | 1 | 06/01/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Jude Sullivan | 3080324 | 1 | 04/12/2010 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Michael Ray Brooks | 1921579 | 1 | 03/17/2009 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |