Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Neil Watkins | 4456445 | 3 | 09/07/2019 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Allen Erbe Zettergren | 1499190 | 1 | 09/03/2019 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
| John Ward Harrison | 3176071 | 4 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Ward Harrison | 3176071 | 4 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Ryan Ruxer | 2852614 | 3 | 12/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Neil Watkins | 4456445 | 3 | 11/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick William Horwitz | 5937211 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Jones | 1888272 | 4 | 12/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Seymour Ervin | 1676204 | 2 | 03/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lee Jones | 1888272 | 4 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |