Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ward Harrison | 3176071 | 3 | 02/04/2002 | Customer Dispute | Denied | $13,400.00 | $0.00 | See FINRA Report |
| Peter James Gaughan | 1178030 | 2 | 03/23/2001 | Customer Dispute | Final | $100,000.00 | $0.00 | See FINRA Report |
| Charles Howard Fitzpatrick | 2980286 | 1 | 06/20/2000 | Customer Dispute | Denied | $9,081.00 | $0.00 | See FINRA Report |
| Michael Lee Jones | 1888272 | 4 | 10/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 04/01/1996 | Customer Dispute | Settled | $10,619.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 10/24/1994 | Customer Dispute | Settled | $177,960.00 | $0.00 | See FINRA Report |
| Jamison Carl Edward Bowman | 801921 | 1 | 10/23/1987 | Customer Dispute | Settled | $17,564.00 | $0.00 | See FINRA Report |