Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Victor Rosenblum | 1968476 | 3 | 07/12/2006 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Emilio Erennio Amodei | 1527847 | 2 | 07/06/2006 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Edwin Henry Jaffe | 1382154 | 3 | 10/28/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 11/08/2004 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Emilio Erennio Amodei | 1527847 | 2 | 11/08/2004 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 11/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 06/25/2004 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Richard Gregory Grucz | 1525599 | 2 | 10/24/2003 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Richard Gregory Grucz | 1525599 | 2 | 02/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 09/20/2002 | Customer Dispute | Settled | $7,485.00 | $0.00 | See FINRA Report |