Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lee Verne Snyder | 3021179 | 1 | 07/01/2010 | Customer Dispute | Denied | $146,994.00 | $0.00 | See FINRA Report |
Kenneth Alvin Matheny | 1177669 | 1 | 06/01/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Michael Jude Sullivan | 3080324 | 1 | 04/12/2010 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
Homer Andrew Farr | 2205140 | 1 | 09/21/2009 | Customer Dispute | Denied | $11,331.00 | $0.00 | See FINRA Report |
Martin Lawrence Hearn | 2480658 | 1 | 03/05/2009 | Customer Dispute | Settled | $13,142.80 | $0.00 | See FINRA Report |
Marc Victor Rosenblum | 1968476 | 3 | 12/02/2008 | Customer Dispute | Denied | $24,729.00 | $0.00 | See FINRA Report |
Thomas George Lockmund | 2772337 | 1 | 05/09/2008 | Customer Dispute | Denied | $39,929.10 | $0.00 | See FINRA Report |
Theodore Michael Terzian | 2208785 | 2 | 02/14/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
William Jeffrey Bingham | 2069119 | 1 | 07/24/2007 | Customer Dispute | Denied | $11,569.90 | $0.00 | See FINRA Report |
Brent Allen Gorter | 4544306 | 1 | 08/28/2006 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |