Potomac Analytics' Logo

FINRA Broker Disclosures for Silver Oak Securities, Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-20 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lee Verne Snyder3021179107/01/2010Customer DisputeDenied$146,994.00$0.00See FINRA Report
Kenneth Alvin Matheny1177669106/01/2010Customer DisputeDenied$20,000.00$0.00See FINRA Report
Michael Jude Sullivan3080324104/12/2010Customer DisputeClosed-No Action$12,000.00$0.00See FINRA Report
Homer Andrew Farr2205140109/21/2009Customer DisputeDenied$11,331.00$0.00See FINRA Report
Martin Lawrence Hearn2480658103/05/2009Customer DisputeSettled$13,142.80$0.00See FINRA Report
Marc Victor Rosenblum1968476312/02/2008Customer DisputeDenied$24,729.00$0.00See FINRA Report
Thomas George Lockmund2772337105/09/2008Customer DisputeDenied$39,929.10$0.00See FINRA Report
Theodore Michael Terzian2208785202/14/2008Customer DisputeSettled$100,000.00$0.00See FINRA Report
William Jeffrey Bingham2069119107/24/2007Customer DisputeDenied$11,569.90$0.00See FINRA Report
Brent Allen Gorter4544306108/28/2006Customer DisputeDenied$14,200.00$0.00See FINRA Report

37 Results

Display: