Our Staff has compiled our research into a database of FINRA Broker Disclosures for Advisors Asset Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Irvin Colyer | 1455160 | 2 | 04/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lloyd Elbert Pegues | 1981223 | 1 | 10/16/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Irvin Colyer | 1455160 | 2 | 01/17/1991 | Customer Dispute | Settled | $138,100.00 | $0.00 | See FINRA Report |