Our Staff has compiled our research into a database of FINRA Broker Disclosures for Marco Polo Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mounir Guen | 4576504 | 4 | 11/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mounir Guen | 4576504 | 4 | 10/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mounir Guen | 4576504 | 4 | 09/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mounir Guen | 4576504 | 4 | 09/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Anthony Manfredonia | 1172628 | 1 | 05/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |