Our Staff has compiled our research into a database of FINRA Broker Disclosures for FHN Financial Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wesley Day | 7487731 | 1 | 01/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Solomon | 1996205 | 1 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Kay Hernandez | 5429835 | 2 | 02/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Kay Hernandez | 5429835 | 2 | 12/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edwin Murphey | 1633333 | 1 | 09/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Senich | 4188144 | 1 | 06/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luke Dozier Ferguson | 5468998 | 1 | 02/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Allen Walden | 4282140 | 2 | 10/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Harris Gutman | 1792398 | 1 | 05/21/1996 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Scott Walker Stafford | 2100442 | 1 | 10/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |