Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Jason Quinn | 3111944 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Kim | 4724065 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jon Anderson | 1012893 | 1 | 05/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 04/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 10/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 10/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 07/16/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Jon Stoner | 4728772 | 1 | 04/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven A Rydberg | 1113475 | 1 | 07/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Joseph Lundon | 2173527 | 1 | 09/18/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |