Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 08/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Weisbaum | 2416633 | 6 | 08/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Weisbaum | 2416633 | 6 | 09/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Michael Hutchen | 2631554 | 6 | 03/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Terrence Burke | 2116593 | 2 | 08/05/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Terrence Burke | 2116593 | 2 | 08/15/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Cbk Heidkamp | 6495413 | 1 | 01/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Jason Quinn | 3111944 | 2 | 09/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Kim | 4724065 | 2 | 09/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |