Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alyssa Jean Stenson | 6630160 | 1 | 04/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Kirby | 1413720 | 1 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jason Gomez | 2865574 | 1 | 05/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 05/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Stephen Marro | 1674882 | 1 | 04/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |