Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Scott Kim | 4724065 | 2 | 09/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Jason Quinn | 3111944 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Kim | 4724065 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jon Anderson | 1012893 | 1 | 05/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 04/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 10/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Weisbaum | 2416633 | 6 | 10/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven A Rydberg | 1113475 | 1 | 07/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |