Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Tabak | 856416 | 13 | 07/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jason Gomez | 2865574 | 1 | 05/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Terrence Burke | 2116593 | 2 | 08/05/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Terrence Burke | 2116593 | 2 | 08/15/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Jason Quinn | 3111944 | 2 | 09/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |