Our Staff has compiled our research into a database of FINRA Broker Disclosures for TJM Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Kirby | 1413720 | 1 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Weisbaum | 2416633 | 6 | 05/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jarvis Rahsan Sutton | 6417583 | 1 | 10/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 11/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Michael Hutchen | 2631554 | 6 | 08/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Weisbaum | 2416633 | 6 | 08/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Weisbaum | 2416633 | 6 | 09/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Michael Hutchen | 2631554 | 6 | 03/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |