Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew David O'Brien | 6580824 | 6 | 01/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kirk Edward Pickell | 2294187 | 3 | 11/27/2020 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Rose | 1980112 | 2 | 08/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 08/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Johnson | 1216677 | 3 | 07/23/2020 | Customer Dispute | Denied | $22,418.20 | $0.00 | See FINRA Report |
| Sean Condon | 7588296 | 1 | 07/06/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan J Hamilton | 5892070 | 1 | 05/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 05/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |