Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Tegler Hardesty | 1278408 | 2 | 10/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Festa | 1066769 | 1 | 04/19/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen George Hyman | 707192 | 2 | 08/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 12/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Kenneth Mielziner | 333921 | 1 | 02/10/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Dunlap Lownes | 828030 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Maas | 1032136 | 1 | 11/30/-0001 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |