Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Thompson Higgins | 245408 | 7 | 07/22/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Kenton Brosend | 2615987 | 1 | 03/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan Hitchings Strange | 1038080 | 2 | 01/21/1990 | Customer Dispute | Settled | $16,912.00 | $0.00 | See FINRA Report |
| John Schwemlein | 416664 | 1 | 11/02/1989 | Customer Dispute | Settled | $26,787.90 | $0.00 | See FINRA Report |
| H. Brad Kerr | 1005341 | 3 | 10/13/1989 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jonathon Carson Leise | 726096 | 2 | 06/30/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Cole Owen | 1146778 | 1 | 12/29/1988 | Customer Dispute | Award / Judgment | $46,771.00 | $7,594.00 | See FINRA Report |
| Christine Ann Taylor | 1758002 | 3 | 11/30/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stuart Michael Singer | 870079 | 3 | 02/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Dennis Toner | 1107438 | 1 | 09/14/1987 | Customer Dispute | Settled | $17,984.60 | $0.00 | See FINRA Report |