Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lee Shaw | 1918080 | 2 | 04/01/1993 | Customer Dispute | Settled | $17,275.00 | $0.00 | See FINRA Report |
| Bradley Roger Kastan | 1030565 | 4 | 03/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 09/11/1992 | Customer Dispute | Award / Judgment | $8,121.00 | $2,200.00 | See FINRA Report |
| Michael Kernicky | 1047508 | 3 | 07/08/1992 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 06/02/1992 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 03/29/1992 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 03/06/1992 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Rodger Edmund Goldman | 1915268 | 1 | 12/02/1991 | Customer Dispute | Settled | $18,619.80 | $0.00 | See FINRA Report |
| Steven Welles Edwards | 4283574 | 1 | 07/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 05/29/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |