Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $5,674.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $6,131.00 | $0.00 | See FINRA Report |
| John Robert Morris | 1903657 | 2 | 09/24/1993 | Customer Dispute | Settled | $36,942.00 | $0.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 3 | 09/13/1993 | Customer Dispute | Award / Judgment | $1,137.50 | $1,137.50 | See FINRA Report |
| Michael Patrick Stevens | 2318080 | 1 | 08/04/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Frank Falco | 2909551 | 1 | 07/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Thomas Gierling | 2059591 | 2 | 04/20/1993 | Customer Dispute | Award / Judgment | $190,000.00 | $88,668.60 | See FINRA Report |
| Bradley Roger Kastan | 1030565 | 4 | 04/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Shaw | 1918080 | 2 | 04/01/1993 | Customer Dispute | Settled | $17,275.00 | $0.00 | See FINRA Report |